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The SEC Act B.E. 2535

 

The SEC Act B.E. 2535

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About Securities and Exchange Act B.E.2535 (Section 1 - Section 7)

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Chapter 1 Supervision of Securities and Exchange

 

Division 1 Securities and Exchange Commission (Section 8 - Section 16) 

Division 2 The Office of The Securities and Exchange Commission (Section 17 - Section 31)

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Chapter 2 Issuance of Securities

 

Division 1 Approval for the Offering of Newly Issued Securities (Section 32 - Section 38)

Division 2 Debentures (Section 39 - Section 40) 

Division 3 Issuance of Secured Debentures (Section 41 - Section 49) 

Division 4 Register and Transferability (Section 50 - Section 55) 

Division 5 Disclosure of Information and Auditor (Section 56 - Section 62)

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Chapter 3 Public Offering of Securities (Section 63 - Section 89)

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Chapter 4 Securities Business

 

Division 1 Formation and Issuance of License (Section 90 - Section 93) 

Division 2 Supervision and Control (Section 94 - Section 111)

Division 3 Securities Brokerage (Section 112 - Section 113)

Division 4 Securities Dealing (Section 114)

Division 5 Investment Advisory Service (Section 115)

Division 6 Securities Underwriting (Section 116)

Division 7 Mutual Fund Management (Section 117 - Section 132)

Division 8 Private Fund Management (Section 133 - Section 140)

Division 9 Revocation of License and Dissolution of Securities Company (Section 141 - Section 152)

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Chapter 5 Securities Exchange

 

Division 1 Establishment (Section 153 - Section 158)

Division 2 Board of Directors of the Securities Exchange (Section 159 - Section 177)

Division 3 Operation (Section 178 - Section 188) 

Division 4 Listed Securities (Section 189 - Section 200)

Division 5 Settlement of Disputes Concerning Securities Transactions (Section 201 - Section 203)

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Chapter 6 Over-the-Counter Center and Futures and Options Center

 

Division 1 Over-The-Counter Center (Section 204 - Section 217) 

Division 2 Futures and Options Center (Section 218)

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Chapter 7 Institutions Related to Securities Business

 

Division 1 Clearing House, Securities Depository Centre and Securities Registrar (Section 219 - Section 229) 

Division 2 Associations Related to Securities Business (Section 230 - Section 237)

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Chapter 8 Unfair Securities Trading Practices and the Acquisition of Securities for Business Take-Overs

 

Division 1 Prevention of Unfair Securities Trading Practices (Section 238 - Section 244)

Division 2 Acquisition of Securities for Business Take-Overs (Section 245 - Section 259)

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Chapter 9 Appellate Committee (Section 260 - Section 261)

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Chapter 10 Supervision and Control (Section 262 - Section 263)

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Chapter 11 Competent Officer (Section 264 - Section 267)

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Chapter 12 Penal Provisions (Section 268 - Section 317)

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Last updated on 01 October 2013
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