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Statistics of Civil Sanction

 

Offences/Year 2018
Signed a Letter of Consent Filing a lawsuit to the Civil Court
Persons Cases Civil Monetary Penalty A compensation at an equal amount to the benefit received  Persons Cases
Director of Company
Fail to exercise duty of care - -  -   -  - -
Presenting a false statement or concealing material facts that should have been stated - -  -   -  3 1
Unfair Securities Trading Activities
Disclosure of false statement/ Dissenimation of false or misleading information - -  -   -  - -
Market manipulation - -  -   -  - -
Insider trading - -  -   -  - -
allowing any person to use one’s own securities trading account or banking account, or using any person’s securities trading account or banking account - -  -   -  - -
Grand Total 0 0 -   3 1

 

 

Offences/Year 2017
Signed a Letter of Consent Filing a lawsuit to the Civil Court
Persons Cases Civil Monetary Penalty A compensation at an equal amount to the benefit received  Persons Cases
Director of Company
Fail to exercise duty of care 6 1 3,000,000.00  -  - -
Presenting a false statement or concealing material facts that should have been stated - -  -   -  - -
Unfair Securities Trading Activities
Disclosure of false statement/ Dissenimation of false or misleading information - - -    -  - -
Market manipulation 4 1 3,135,871.25  -  - -
Insider trading 15 7 28,137,069.62 19,613,700.00 2 1
allowing any person to use one’s own securities trading account or banking account, or using any person’s securities trading account or banking account - -  -   -  - -
Grand Total 25 9 34,272,940.87 19,613,700.00 2 1

 

As of 28 February 2018

Last updated on 19 March 2018
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