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Approved Persons

1. Personnel in securities and derivatives business

 

 
 
 
 
 
 
 
2. Executives
 
 
 
 
 
 
 
 
 
 
 
14. Underwriters
 
 

1. Securities Brokerages

 

2. Securities Dealers

 

3. Securities Underwriters

 

4. Bond Dealers & Underwriters

 

5. Securities Borrowing & Lending

 

6. Brokerage, Dealing and Underwriting of Investment Units (LBDU)

 

7. Investment Advisors


8. Derivatives Agents

 

9. Derivatives Dealers

 

10. Derivatives Advisors

 

11. Mutual Fund Management

 

12. Private Fund Management

 

13. Venture Capital Fund Management

 

14. Derivatives Fund Management

 

15. List of Licensee

 

 

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