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First Decade of the Thai SEC and Capital Market in Thailand (1992 - 2002)​

Contents Foreward Chapter 1 Before Becoming SEC

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Chapter 2 A Ten-Year Retrospective

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Chapter 3 Important Work in Each Area - Past Achievements and Future Challenges Equity Market

Section 1 : Development and Supervision of Fund Raising Activities

              Sub-section 1 : Facilitating Fund Raising of Private Sector

              Sub-section 2 : Buidling Investors' Confidence

Section 2 : Development and Supervision of Securities Trading

              Sub-section 3 : Supervision ​of Securities Companies

              Sub-section 4 : Stock Exchange and Trading Systems

              Sub-section 5 : Maintaining Fairness and Integrity in Securities Trading

Debt Market

Asset Management Business

Derivatives Market

 

 

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Chapter 4 Legal Action on Offenders and Violators

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Chapter 5 SEC Governance

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Chapter 6 Relations with Foreign Supervisory Agencies

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Chapter 7 Looking into the Future

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Epilogue Addendum Bibliography

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Last updated on 18 January 2013
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