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The Securities and Exchange Commission

ASEAN CIS
ASEAN CIS
From : Home > ASEAN CIS > Comparison of Regulations
ASEAN CIS
List of ASEAN CIS
Standards of Qualifying CIS
Handbook for CIS Operators of ASEAN CISs
Relevant Regulations
Comparison of Regulations
Fact Sheet Format
FAQ
Comparison of Regulations
 
All ASEAN CIS must comply with the Standards of Qualifying CIS. The following two documents seek to compare the regulations as stipulated by the Standards of Qualify CIS and the Thai SEC regulations with the aim to provide guidance to CIS Operator and investors as well as to facilitate the understanding of the different legislative requirements. To view:
 
Part I : ​Qualifications of the CIS Operator, Trustee/Fund Supervisor, and requirements relating to Approval, Valuation, and Operational Matters click here.
Part II : ​Product Restrictions of Qualifying CIS click here.
Last updated on 21 May 2015
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