The relevant regulations concerning ASEAN CIS include:
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1. |
Notification of the Securities and Exchange Commission, No. KorChor. 3/2557, Re: Rules on Units of Foreign Collective Investment Scheme Exempted from the Provisions of Public Offering for Sale of Securities. |
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2. |
Notification of the Capital Market Supervisory Board, No. TorThor. 7/2557, Re: Rules, Conditions and Procedures for Selling, Repurchasing and Redeeming Units of Foreign Collective Investment Scheme. |
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3. |
Notification of the Office of the Securities and Exchange Commission, No. SorOr. 6/2557, Re: Verification of Foreign Collective Investment Scheme and Announcement of Qualifying Scheme. |
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Outbound |
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4. |
Notification of the Office of the Securities and Exchange Commission, No. SorNor. 4/2557, Re: Establishment of Mutual Funds and Execution of Agreements for Private Fund Management (No.15). |
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5. |
Notification of the Office of the Securities and Exchange Commission, No. SorNor.5/2557, Re: Investment in Fund’s Assets (No.14). |