-Unofficial translation-
The Notification of the Ministry of Finance
Re: Prescription of Other Securities Related Businesses as Securities Business
(As amended)
 

By virtue of Section 4 of the Securities and Exchange Act B.E. 2535, Finance Minister prescribes the Ministerial Regulation as follows:

 

 

Clause 1  "Undertaking securities finance business" shall be prescribed as securities business under (7) of the definition of "securities business" in Section 4 of the Securities and Exchange Act. B.E. 2535.

 

 

 

Clause 2  Undertaking securities finance business under Clause 1 means undertaking of business with core objective to provide credit facility for securities business.

 

 

 

Clause 3  This Notification shall come into force on the date following its publication in the Government Gazette.

 


 
 

Given on the date of 22th December B.E. 2538 

 
 

Surakiaet  Sathienthai

Finance Minister
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This English version is prepared by Legal Department with the sole purpose of  facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be construed or interpreted as having effect in substitution for or supplementary to the Thai version thereof.

 

 

Please note that the translation has not been subjected to an official review by the SEC Office. The SEC Office, accordingly, cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising out of or in connection with its use.​