Chapter 4
Securities Business
 
Division 3
Securities Brokerage
 
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Section 112.
 
 
In operating the business of securities brokerage, a securities company shall enter into a written agreement with the customers who appoint it to act as securities broker. For the purpose of fairness to the parties, the SEC may specify any particulars which are material to the agreement.
 
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Section 113.
 
 
In operating the business of securities brokerage in the Securities Exchange for listed securities, a securities company shall operate and collect fees or service charges in accordance with the rules, conditions and procedures as specified by the board of directors of the Securities Exchange.
In operating the business of securities brokerage outside the Securities Exchange for any securities, a securities company shall operate and collect fees or service charges in accordance with the procedures as specified in the notification of the SEC.