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SEC Help Center
SEC Help Center
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SEC Help Center
SEC Help Center
Matters under the SEC Responsibility
Complaint Handling Procedure
Samples of Documents or Evidence
Matters under Supervision of Other Laws
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Channels for Complaints / Inquiries
Complaint Forms
Complaint Against SEC
Complaint Forms
Complaint Against Maket Participants
Please use this form in case of filing a complaint against market participants under the SEC supervision for alleged misconducts, for instance, securities/derivatives intermediary, asset management company, listed company and investment consultant, etc.
Complaint Against SEC Please use this form in case of filing a complaint against SEC executives or staff for alleged improper or unfair duty performance, in which case a special committee will be appointed to consider the case and conduct an investigation to ensure transparency and fairness.
 
Last updated on 17 October 2016
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