Securities Broker and Dealer Licensing Guide
Who is "Securities Broker / Dealer"?
How to apply license?
- Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551
Associated Persons
Regulations of Broker/Dealer Supervision
Fees
Intermediaries Supervision and Development Department Kornwara 0-2695-9554 Rangrong 0-2263-6050 Email : insec@sec.or.th
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