| | | Quarter |
| | | |
| Licenses |
| Table 1 | Number of Companies Holding Securities Business Licenses | 1/13 |
| Table 2 | Number of Companies Holding Derivatives Business Licenses or
Registration | 1/13 |
| Table 3 | Number of Companies Holding Securities Related Business
Approval | 1/13 |
| | | |
| Securities Offering |
| Table 4 | Equity Securities Offerings Classified by Type of
Offerings | 1/13 |
| | Debt Securities Offerings Classified by Type of Offerings | 1/13 |
| Table 5 | Equity Securities Offerings Classified by Type of
Investors | 1/13 |
| | Debt Securities Offerings Classified by Type of Investors | 1/13 |
| Table 6 | Number of Companies Issuing Equity Securities Classified by
Type of Business | 1/13 |
| Table 7 | Number of Companies Issuing Long-term Debt Securities and
Offering Value in Domestic Market Classified by Type of Business | 1/13 |
| Table 8 | Number of Companies Issuing Short-term Debt Securities and
Offering Value in Domestic Market Classified by Type of Business | 1/13 |
| Table 9 | Corporate Debt Securities Offerings Classified by Type of Debt
Securities | 1/13 |
| Table 10 | Corporate Debt Securities Offerings Classified by Maturity | 1/13 |
| | | |
| Tender Offer |
| Table 11 | Tender Offer Activities | 1/13 |
| Table 12 | Number of Companies being Waived Tender Offer for Takeover | 1/13 |
| | | |
| Mutual Fund |
| Table 13 | Number of Newly Registered Mutual Funds and Initial Public
Offering Value Classified by Investment Policies | 1/11 |
| Table 14 | Number of Newly Registered Mutual Funds and Initial Public
Offering Value Classified by Asset Management Companies | 1/11 |
| Table 15 | Sales of Mutual Funds Classified by Investment Policies | 1/11 |
| Table 16 | Redemptions of Mutual Funds Classified by Investment
Policies | 1/11 |
| Table 17 | Net Cash Flow from Mutual Funds Classified by Investment
Policies | 1/11 |
| Table 18 | Net Cash Flow from Mutual Funds Classified by Asset Management
Companies | 1/11 |
| Table 19 | Number of Mutual Funds and Net Asset Value Classified by
Investment Policies | 1/11 |
| Table 20 | Number of Mutual Funds and Net Asset Value Classified by Asset
ManagementCompanies | 1/11 |
| Table 21 | Net Asset Value of Country Funds | 1/11 |
| Table 22 | Investment of Equity Funds Classified by Type of Assets | 1/11 |
| Table 23 | Investment of Fixed-Income Funds Classified by Type of
Assets | 1/11 |
| Table 24 | Investment of Mixed Funds Classified by Type of Assets | 1/11 |
| Table 25 | Number of Accounts, Number of Investment Units and Net Asset
Value of Mutual Funds Classified by Status of Unitholders | 4/11 |
| Table 26 | Number of Accounts, Number of Investment Units and Net
Asset
Value of Mutual Funds Classified by Residence of Unitholders | 4/11 |
| | | |
| Property Fund |
| Table 27 | Initial Public Offering Value of Property Funds Classified by
Investment Policies | 1/11 |
| Table 28 | Initial Public Offering Value of Property Funds Classified by
Asset Management Companies | 1/11 |
| Table 29 | Net Asset Value of Property Funds Classified by Investment
Policies | 1/11 |
| Table 30 | Net Asset Value of Property Funds Classified by Asset
Management Companies | 1/11 |
| | | |
| Private Fund |
| Table 31 | Number of Private Funds and Net Asset Value | 3/12 |
| Table 32 | Investment of Private Funds Classified by Type of
Assets
(from Q2/2011 onwards) | 3/12 |
| | Investment of Private
Funds Classified by Type of Assets
(from Q4/1997 to Q1/2011) | |
| | | |
| Provident Fund |
| Table 33 | Number of Provident Funds, Net Asset Value, Number of Employees
and Number of Employers | 1/13 |
| Table 34 | Number of Provident Funds Classified by Fund Size | 1/13 |
| Table 35 | Number of Provident Funds Classified by Number of
Employees | 1/13 |
| Table 36 | Number and Net Asset Value of Provident Funds Classified by
Asset Management Companies | 1/13 |
| Table 37 | Investment of Provident Funds Classified by Type of Assets | 4/10 |
| | | |
| Securities Company |
| Table 38 | Assets, Liabilities and Shareholders' Equities of Securities
Companies | 4/10 |
| Table 39 | Revenues and Expenses of Securities Companies | 4/10 |
| | | |