Home About SEC Site Map
!@#content#@!
   
 
  Site Map
Print Bookmark
 
     
 
    Investors  
      SEC Section  
      Investor Education  
      Investor Alerts  
      Rules of Takeover  
      Information of Securities Issuance and Takeover  
      Fund Information  
      Licensed & Approved Persons  
      Laws and Regualates  
      Reports and Statistics  
        Highlights of Thai Capital Market  
        Capital Market Report  
        Offering Statistics  
        Takeover Statistics  
        Overall Listed Company Performances  
        Capital Market Indicators  
        Free Float  
        Turnover List  
      Glossary  
      FAQs  
 
    Enforcement  
      Criminal Sanction  
        Annual Statistics  
        Business Operator  
        Securities Issuance  
        Corporate Fraud / Breach of Duty  
        Unfair Securities Trading Activities  
        Takeover  
        Others  
        Search  
      Administrative Sanction  
        Annual Statistics  
        Examination Reports  
      Enforcement News  
 
    News  
      SEC weekly data  
 
    Law and Regulations  
      Ombudsman  
 
    Securities Issuer Companies  
      Rules of Securities Issuance  
      Rules of Takeover  
      CG Movement  
      Information of Securities Issuance and Takeover  
      Reports and Statistics  
        Highlights of Thai Capital Market  
        Offering Statistics  
        Fund Statistic  
        Takeover Statistics  
        Overall Listed Company Performances  
        Capital Market Indicators  
        Free Float  
        Turnover List  
      Licensed & Approved Persons  
      Laws and Regulations  
      Enforcement  
      Downloads Forms  
 
    Securities Company  
      Licensing/Registration tool kits  
        Definition  
        Securities Business Licensing  
        Ministerial Regulation, Notifications  
      Laws and Regulations  
        SEARCH All Laws & Regulations  
      Licensed & Approved Persons  
      Reports and Statistics  
        Turnover List  
      Enforcement  
      Downloads Forms  
 
    Fund Management Company  
      Licensing/Registration tool kits  
      Licensed & Approved Persons  
      Fund Information  
      Laws and Regulations  
        Search Laws and Regulations  
      Enforcement  
      Reports  
      Downloads Form  
      FAQs  
 
    Accountant Corner  
      Laws and Regulations  
      Enforcement  
      Accountant Corner  
      Reports and Statistics  
      Medias  
 
    Securities Issuance  
      Rules in Brief  
      Regulations  
      Intermediaries  
        Financial Advisors  
        Auditors  
        Valuation Company and Principal Valuers  
        Credit Rating Agency  
        Trustee  
        Securities Registrars  
        underwriter  
      Information  
        56-1  
 
    Takeover  
      Rules in Brief  
      Intermediaries  
      Tender Offer  
      White Wash  
 
    Broker, Dealer, Underwriter and other securities business  
      Securities Brokerage  
        Licensing/Registration tool kits  
        Regulations  
        Intermediaries  
      Securities Dealer  
        Licensing / Registration tool kits  
        Regulations  
        Intermediaries  
      Securities Underwriter  
        Licensing / Registration tool kits  
        Regulations  
        Intermediaries  
      Bond Dealer & Underwriter  
        Licensing/Registration tool kits  
        Regulations  
        Intermediaries  
      Limited BDU  
        Licensing/Registration tool kits  
        Regulations  
        Intermediaries  
      Derivatives Agent  
        Licensing / Registration tool kits  
        Regulations  
        Intermediaries  
      Derivatives Dealer  
        Licensing/Registration tool kits  
        Regulations  
        Intermediaries  
      Securities Borrowing& Lending  
        Licensing / Registration tool kits  
        Regulations  
        Intermediaries  
      TSFC  
        Licensing/Registration tool kits  
        Regulations  
        Intermediaries  
      Securities registrar  
        Licensing/Registration tool kits  
        Regulations  
        Intermediaries  
 
    Asset Management  
      Mutual Fund  
        Rules for Establishment and Management of mutual fund  
        Licensing and Registration tool kits  
        Intermediaries  
        Fund Information  
      Private Fund  
        Rules for Establishment and Management of Private Fund  
        Licensing Registration Tool Kits  
        Intermediaries  
        Fund Information  
      Provident Fund  
      Venture Capital Fund  
        Rules for Establishment and Management of Venture Capital Fund  
        Licensing/Registration tool kits  
        Intermediaries  
      Derivatives Fund Management  
        Rules for Establishment and Management of Derivative Fund Management  
        Licensing and Registration tool kits  
        Intermediaries  
 
    Investment Advisory  
      Securities Investment Advisors  
        Licensing/Registration tool kits  
        Regulations  
        Intermediaries  
      Derivatives Advisors  
        Licensing / Reigstration tool kits  
        Regulations  
        Intermediaries  
      Fund Rating Agencies  
        Licensing/Registration tool kits  
        Regulations  
        Intermediaries  
      Securities Investor Contacts  
        Licensing / Reigstration tool kits  
        Regulations  
      Derivatives Investor Contacts  
        Licensing/Registration tool kits  
        Regulations  
        Intermediaries  
      Derivative broker limited to precious metals  
        Licensing / Registration tool kits  
        Regulations  
        Intermediaries  
 
    Other Business  
      News Update  
      Laws and Regulations  
 
    Related Organizations  
      SET  
        Regulations : SET  
        Regulations : Clearing House and Securities Depository Center  
      TFEX  
        Regulations : Derivatives Exchange  
        Regulations : Derivatives Clearing House  
      Association of Business  
 
    Corporate Governance in the Thai Capital Market  
      Corporate Governance (CG)  
        Projects / Activities to enhance Good CG  
        Compliance with International Standard  
        Publications  
        CG Education Programs in Academic Institutions  
        SEC's Governance  
        CG Thailand  
      Corporate Social Responsibility (CSR)  
 
    About SEC  
      Introduction  
        SEC Board  
        Capital Market Supervisory Board  
        SEC office  
        SEC Roles  
      Achievements  
      International Relations  
      Compliance with international standard  
        FSAP  
        IOSCO Pilot Program  
        CG-ROSC  
        CG Watch  
        Doing business  
      Code of Governance  
        CG Statement  
        Audit Committee Charter  
        Internal Audit Task  
      Code of Conduct  
      Careers  
        Job Announcement  
        Trainee  
      Procurement  
      Contact Us  
      Site Map  
      Feedback  
      Links  
 
    Info Center  
      News  
      Reports and Statistics  
        Capital Market Report  
        Offering Statistics  
        Mutual Fund statistics  
        Private Fund Statistics  
        Provident Fund Statistics  
        Takeover Statistics  
        Free Float  
        Turnover List  
      Publications  
        Papers & Researches  
        Article  
        Seminar & Hearing  
        Others Publications  
        Headlines  
        Speech  
        Executives Interview  
      Accountant Corner  
      Licensed & Approved Persons  
        Search the Database  
      Gold Futures / Gold ETF (Selling agents)  
      Downloads/Online Service  
 
    Infomation Investor  
      Invetor Education Web site  
      Fund Education  
      Medias  
        Radio Channel  
      Investor Alert  
        Investor Alert  
        IOSCO Investor Alert List  
 
    Downloads Form  
 
    Investor Alerts  
      Alert List Update  
 
    Enforcement (test)  
      Enforcement  
        Criminal Sanction  
        Annual Statistics  
        Business Operator  
        Securities Issuance  
        Corporate Fraud / Breach of Duty  
        Unfair Securities Trading Activities  
        Takeover  
        Others  
        Search  
        Administrative Sanction  
        Annual Statistics  
        Business Operators & Personnel  
        Other Professionals  
        Examination Reports  
      Enforcement News  
 
 
!@#content#@!
Best viewed with IE 6.0 or higher at 1024 x768 screen resolution.
Copyright © www.sec.or.th 2007 Privacy Policy | Disclaimer
สงวนลิขสิทธิ์โดยสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์