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Detail Content

​   ​ I​nformation for

• ​IC / IP​

• Fund manager / Investment analyst

​​

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​​​​    IC / IP ​​​
​New Approval/Re​newal
​Expiration of Approval (SEC Check First - Thai version)​
​Serv​ices and Information Update  (Please login to ORAP system) ​
Regulatory Sum​mary​
​List of Analysts/Investment Consultants​

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​Fund manager / Inve​​stment analyst​

​Regulations

​Regulatory summary

​Related rules and regulations​

• Filing / Prospectus
• Fundraisers / Listed Companies
• For Personnels (FM/IC/IP/Analyst)
• Digital Assets
• For Business Operators

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For More Information

ContactUs

Sales Conduct Supervision Department

Tel. +66-2263-6134​

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