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Laws & Regulations​
​Intermediaries Supervision and Inspection
Regulated Entities
о Rules and Regulations / Licensing / Registration
      о Securities Brokerage
      о Derivatives Agent
      о Securities Dealer
      о Derivatives Dealer
      о Derivatives Advisors
   Securities Inter-Dealer Broker
   Limited BDU
   Derivative broker limited to precious metals​
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о Major Shareholders
   SEC Act
о Executives
   SEC Act
о Investment Analysts / Consultants

Last updated on 01 October 2013
The Securities and Exchange Commission, Thailand
333/3 Vibhavadi-Rangsit Road, Chomphon , Chatuchak Bangkok 10900, Thailand
Tel. +66 2033 9999 Fax. +66 2033 9660 e-mail :<
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