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Regulations

​​Management of Mutual Fund


2. Fund managers


2.1 In managing  a mutual fund, the mutual fund management company will appoint a fund manager with the following qualifications  :

​(1) In the case of the selected fund manager being a director, executive or employee of another company, the mutual fund management company shall prove that the organization structure of is designed or efficient measures installed to prevent conflicts of interests effectively.

​​(2) Where the person appointed as a fund manager is an employee of the mutual fund management company, the designated employee must hold a position which will not cause conflicts of interest concerning the fund management, or hold a position that assumes the highest responsibility in the investment-related field of the mutual fund management company.

2.2 The mutual fund management company shall organize knowledge enhancement or training sessions for their fund managers and related officers at a minimum of once a year.

For More Information

Investment Management Policy Department

Tel. +66 2263 6562