You may be trying to access this site from a secured browser on the server. Please enable scripts and reload this page.
Turn on more accessible mode
Turn off more accessible mode
Skip Ribbon Commands
Skip to main content
The Securities and Exchange Commission
Law and Regulations
The Securities and Exchange Commission, Thailand
About SEC
Contact Us
Help Center
e-Subscribe
Useful Links
TH
TH
EN
TH
Search:
Laws & Regulations
Introduction
Act & Royal Enactment
Ministerial Regulations
Notification of the Ministry of Finance
Appellate Committee Rule of Practice
Securities and Exchange Commission's Rule of Practice
Notifications Search
Laws and Regulations issued annually
Rulemaking Procedures
Arbitration
Market Development
The Direction and Role of SEC for Capital Market Development
Corporate Finance & Products
Equity and Debt Instruments
Mutual Funds / Other Investment Products
Takeovers
CG Thailand
Intermediaries
Intermediaries
Asset Management
The FMIs Oversight Framework
Enforcement
Introduction
Criminal Sanctions
Administrative Sanctions
Towards International Excellence
Towards International Excellence
Law and Regulations
From :
Home
>
Law and Regulations
>
Notification of the Ministry of Finance
Law and Regulations
Act & Royal Enactment
Ministerial Regulations
Notification of the Ministry of Finance
Securities and Exchange Commission's Rule of Practice
Notifications / Circulars
Rulemaking Procedures
Arbitration
Notification of the Ministry of Finance
Page Content
Promulgated under the Securities and Exchange Act B.E. 2535
Promulgated under the Provident Fund Act B.E. 2530
Content1_1
Promulgated under the Securities and Exchange Act B.E. 2535
•
Prescription of Securities Related Businesses as Securities Business
○
Prescription of Venture Capital Management Business as Securities Business (VC)
○
Prescription of Inter - Dealer Brokerage as Securities Business (IDB)
○
Prescription of Securities Borrowing and Lending Business as Securities Business (SBL)
○
Prescription of Securities Finance Business as Securities Business (SFC)
•
Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder
•
Prescription of Type of Legal Entity Eligible to Apply for Approval on Establishment of Limited Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management and Period for Filing Application
Content1_2
Content1_3
Content1_4
Content1_5
Content1_6
Content1_7
Content1_8
Content1_9
Content1_10
Content2_1
Promulgated under the Provident Fund Act B.E. 2530
•
Prescription of Offer Assets as the Assets in which the Provident Fund may invest or have in Possession
(Repealed)
•
Appointment of the Settlement Committee under the Provident Fund Act B.E. 2530
(Repealed)
•
Appointment of the Settlement Committee under the Provident Fund Act B.E. 2530 and the Securities and Exchange Act B.E. 2535
•
Appointment of the Registrar under the Provident Fund Act B.E. 2530
Content2_2
Content2_3
Content2_4
Content2_5
Content2_6
Content2_7
Content2_8
Content2_9
Content2_10
Content3_1
Content3_2
Content3_3
Content3_4
Content3_5
Content3_6
Content3_7
Content3_8
Content3_9
Content3_10
Content4_1
Content4_2
Content4_3
Content4_4
Content4_5
Content4_6
Content4_7
Content4_8
Content4_9
Content4_10
Content5_1
Content5_2
Content5_3
Content5_4
Content5_5
Content5_6
Content5_7
Content5_8
Content5_9
Content5_10
Content6_1
Content6_2
Content6_3
Content6_4
Content6_5
Content6_6
Content6_7
Content6_8
Content6_9
Content6_10
Content7_1
Content7_2
Content7_3
Content7_4
Content7_5
Content7_6
Content7_7
Content7_8
Content7_9
Content7_10
Content8_1
Content8_2
Content8_3
Content8_4
Content8_5
Content8_6
Content8_7
Content8_8
Content8_9
Content8_10
Content9_1
Content9_2
Content9_3
Content9_4
Content9_5
Content9_6
Content9_7
Content9_8
Content9_9
Content9_10
Top
Last updated on 20 July 2015
The Securities and Exchange Commission, Thailand
333/3 Vibhavadi-Rangsit Road, Chomphon , Chatuchak Bangkok 10900, Thailand
Tel. +66 2033 9999 Fax. +66 2033 9660 e-mail :
info@sec.or.th
<
Copyright www.sec.or.th 2013
Privacy Policy
|
Disclaimer
|
Site Map
Pride of the Provinces Project
Useful Links
Law and Regulations
Act & Royal Enactment
Ministerial Regulations
Notification of the Ministry of Finance
Currently selected
Securities and Exchange Commission's Rule of Practice
Notifications / Circulars
Rulemaking Procedures
Arbitration
International Standard
Contact Us
ASEAN CIS
SEC Help Center
Law and Regulations
Law and Regulations
Currently selected
