The SEC organizational structure comprises three tiers of authority, namely: 

1. The SEC Board ​responsible for policy-level regulations and oversight of market development;

2. The Capital Market Supervisory Board ​supervising securities businesses; 

3. The SEC Office​​ implementing policies, inspecting licensed/approved corporations and individuals, and developing financial products.

Meanwhile, the Audit Committee​ ensu​res that efficient internal control is in place and the SEC operation complies with corporate governance principles.  ​​​