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Regulations

Market Professionals


 

Financial advisor​


 

Related Forms ​

  • Application for Approval of Financial Advisors (Form FA-1)

  • Application for Approval of Supervisors for Financial Advisors (Form FA-2)

  • Report on Changes or Addition of Directors/Managers/ Department Managers or Equivalent and Higher in Charge of Financial Advisory Function/ Supervisors (Form FA-3)


 

For More Information

Corporate Finance Department 1-3​

Tel.+66-2263-6108​