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Regulations

Equity Instruments


 

Shares

Related Forms

  • Application for Approval of an Offer for Sale of Newly Issued Shares (Form 35-1)

  • Application Form for the Offer for Sale of Newly Issued Shares (Form 35-2)

  • Application for the Offer for Sale of Securities (Form 69-1)

  • Annual Registration Statements (Form 56-1)

  • Annual Report (Form 56-2)

  • Certification of Financial Statements (form 56-3)

  • Checklist for Form 56-1

  • Checklist for MD&A

  • Internal Control Sufficiency Evaluation Form​

  • Summary of Auditors' Reports (form 61-4)

  • Form 81-1-IPO200 Report of Allocation of shares from Segregated Portion for the Sponsors

  • List of Persons Receiving an Allocation With the Value of More Than One Million Baht from the Sponsor's Quota (Form 35-IPO-1M)

  • Report of sale of IPO Shares (Form 81-1-IPO)

  • Report of the Selling of Shares / Newly Issued Shares in Support of Convertible Debentures or Warrant on Debentures (Form 81-2)

  • Report of Sale of Securities (Form 81-1)

  • Application for Approval of Listed Companies to Offer Newly Issued Shares through Private Placement (Application Form – PP Shares)

  • Checklist of Particulars in the Notice Calling Shareholders' Meeting of Listed Companies to Obtain Approval to Offer Newly Issued Shares through Private Placement (Checklist PP Shares) 

  • Report on Changes to the Securities and Derivatives Holding of Directors, Executives, Auditors, Plan Preparers and Plan Administrators (Form 59)

  • Information, Certification and Consent of the Company's Director and Executive (Form 35-E1)

  • Letter of Consent to Disclose Information (Inspection of the director and executive's qualification on the company's request) (Form 35-E2)

  • Letter of Request for Checking the Qualifications of Director and Executive (Inspection of the director and executive's qualification on the individual's request) (Form 35-E3)

  • Letter to Notify Untrustworthy Characteristics of Director and Executive as Prescribed in Notification No. Kor Jor 3/2560 (Form 57-E1)

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For More Information

Corporate Finance Department 1-3​

Tel. +66-2033-9647