Investment Consultant/Investment Planner
Regulatory Summary
Types and Scope of Duties
Qualifications
Training Courses
Training Courses for Migration (for IC and IP approved before 1 Janurary 2018)
Qualifications of Applicants for aApproval of Investment Planner
Qualifications of Applicants for Approval of Investment Consultant on Complex Products (IC complex 1 / IC complex 2 / IC complex 3)
Qualifications of Applicants for Approval of Investment Consultant on General Products (IC plain)
- New Courses (Examination from 1 January 2018 onward)- In case of using the examination results of CISA Level 1 or higher , CFA Level 1 or higher, FRM or CFP
- New Courses (Examination from 1 January 2018 onward)
- In case of using the examination results of CISA Level 1 or higher , CFA Level 1 or higher, FRM or CFP
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Sales Conduct Supervision Department
Tel. +66-2263-6134