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No. 151/2026
SEC amends private fund regulations to enhance clarity in information disclosure and the management of conflicts of interest in line with those applicable to mutual funds
16/07/2026
No. 150/2026 Enforcement
SEC alerts SST shareholders to exercise their voting rights regarding the provision of financial assistance to MUD, which the IFA considers inappropriate in its terms and conditions
15/07/2026
No. 149/2026 Enforcement
SEC revokes an investment consultant’s approval for misappropriating investor assets
14/07/2026
No. 148/2026
SEC and ECD jointly interview Supaporn Pimphong regarding Form 246-2 reports
10/07/2026
No. 147/2026
SEC seeks public comments on proposed amendments to regulations on the management of unclaimed client assets by securities companies
08/07/2026
No. 146/2026
SEC seeks public comments on proposed ministerial regulation to enhance protection of provident fund members’ benefits and ensure sufficient information for their retirement financial planning
07/07/2026
No. 145/2026 Enforcement
SEC requests the public prosecutor to file a lawsuit against seven offenders in the Civil Court for insider trading of AIE and AI shares or disclosing inside information to other persons
03/07/2026
No. 144/2026 Enforcement
SEC requests the public prosecutor to file a lawsuit against five offenders in the Civil Court for manipulating the price or trading volume of VL shares
03/07/2026
No. 143/2026
SEC revamps "SEC Anti-Scam Center" website into a one-stop public knowledge and assistance hub, expanding scam alert and tip-off reporting channels on social media
03/07/2026
No. 142/2026
SEC amends regulations related to the use of proceeds to enhance clarity and regulatory appropriateness
02/07/2026