Sign In
SEC News
Sourced By :
TitleDateFileMultimedia
No. 73/2021 SEC amends requirements on approval of auditors in the capital market to be consistent with current auditing practice and circumstances in Thailand 07/04/2021
No. 63/2021 SEC proposes to amend annual fee regulations imposed on listed companies not submitting the annual financial statements to keep pace with current environment 25/03/2021
No. 61/2021 SEC files a criminal complaint against 11 offenders (former GGC director, executive and associates) for dishonest acts related to raw material stocks causing damage to GGC, and notifies AMLO 23/03/2021
No. 59/2021 SEC to impose ESG training requirement on capital market business personnel to promote sustainable investment 22/03/2021
No. 58/2021 SEC initiates civil sanctions on 13 offenders for manipulating KIAT shares 19/03/2021
No. 55/2021 SEC and UNDP join hands with ChangeFusion, including AVPN and SE Thailand, to organize an online pitching event for social impact enterprises 18/03/2021
No. 54/2021 SEC urges the public to be cautious and refrain from THT transactions liable to violation of law as stated in BOT press release 17/03/2021
No. 53/2021 SEC suspends investment consultant for seeking benefits from an investor and failing to execute the investor’s orders 16/03/2021
No. 49/2021 SEC public hearing on proposed regulations related to risk management policy and liquidity risk management tools of mutual funds to protect and maintain investors’ interest 15/03/2021
No. 48/2021 SEC Thailand hosts EU-Asia Pacific Forum on Financial Regulation 12/03/2021