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SEC amends regulations for reporting significant events of debt securities issuers



Wednesday 17 September 2025 | No. 237 / 2025


Bangkok, 17 September 2025 – The Securities and Exchange Commission (SEC) has amended the regulations for reporting significant events of debt securities issuers. The amendments aim to clarify reporting responsibilities and align them with the context of each type of debt securities, thereby reducing the burden of potentially redundant reporting. Investors will continue to receive comprehensive information, and the SEC will retain data in proportion to oversight. The amendments became effective on 16 September 2025. 

The amendments contain key points as follows:

  (1) Repealing the requirement for crowdfunding debt (CFD) issuers to report significant events to the SEC, as specified in the Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 63/2559 Re: Reporting of Information Disclosure of Debt Securities Issuers After Offer for Sale of Debt Securities, dated 29 December 2016. This repeal is proposed because funding portals operating under SEC supervision already serve as intermediaries between CFD issuers and investors, reporting significant events to the SEC. Additionally, funding portals are responsible for disseminating such information and updating investors on any progress or resolutions;  

(2) Requiring debt securities issuers to report the initiation of a business rehabilitation process only upon the court’s formal acceptance of the rehabilitation petition for consideration.

   

The Notification specifying the above regulations* has been published in the Government Gazette, effective 16 September 2025 onwards.  



Remark:  

* Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 33/2568 Re: Reporting of Information Disclosure of Debt Securities Issuers After Offer for Sale of Debt Securities (No. 4), dated 3 September 2025: https://publish.sec.or.th/nrs/10870s.pdf.  






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Building Confidence in the Capital Market
NEWS
Securities and Exchange Commission
Corporate Communication and Investor Service Department
Tel. (66)2033-9502-5 E-mail: press@sec.or.th
No. 237 / 2025 Wednesday 17 September 2025
SEC amends regulations for reporting significant events of debt securities issuers

Bangkok, 17 September 2025 – The Securities and Exchange Commission (SEC) has amended the regulations for reporting significant events of debt securities issuers. The amendments aim to clarify reporting responsibilities and align them with the context of each type of debt securities, thereby reducing the burden of potentially redundant reporting. Investors will continue to receive comprehensive information, and the SEC will retain data in proportion to oversight. The amendments became effective on 16 September 2025. 

The amendments contain key points as follows:

  (1) Repealing the requirement for crowdfunding debt (CFD) issuers to report significant events to the SEC, as specified in the Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 63/2559 Re: Reporting of Information Disclosure of Debt Securities Issuers After Offer for Sale of Debt Securities, dated 29 December 2016. This repeal is proposed because funding portals operating under SEC supervision already serve as intermediaries between CFD issuers and investors, reporting significant events to the SEC. Additionally, funding portals are responsible for disseminating such information and updating investors on any progress or resolutions;  

(2) Requiring debt securities issuers to report the initiation of a business rehabilitation process only upon the court’s formal acceptance of the rehabilitation petition for consideration.

   

The Notification specifying the above regulations* has been published in the Government Gazette, effective 16 September 2025 onwards.  



Remark:  

* Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 33/2568 Re: Reporting of Information Disclosure of Debt Securities Issuers After Offer for Sale of Debt Securities (No. 4), dated 3 September 2025: https://publish.sec.or.th/nrs/10870s.pdf.