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SEC amends regulations on extending the disposal period for repurchased shares of listed companies under ESOPs



Thursday 16 July 2026 | No. 152 / 2026


Bangkok, 16 July 2026 – The Securities and Exchange Commission (SEC) has amended the criteria for exemption from the requirement to file registration statements (filing) in cases where listed companies dispose of repurchased shares (treasury stocks) to directors and employees under employee stock option programs (ESOPs), in order to extend the disposal period for repurchased shares in alignment with the amended Ministerial Regulation on Share Repurchase.

Earlier, the Ministry of Commerce issued the Ministerial Regulation Prescribing Rules and Procedures on the Repurchase of Shares, Disposal of Repurchased Shares and Deduction of Repurchased Shares of Companies (No. 3) B.E. 2568 (2025) (Amended Ministerial Regulation on Share Repurchase), which revised the criteria for share repurchase by public limited companies to enable the share repurchase mechanism to be used more effectively as a tool for managing financial liquidity, addressing unexpected circumstances and enhancing the competitiveness of the Thai capital market.

Accordingly, the SEC has amended the criteria for exemption from the requirement to file registration statements and draft prospectuses with the SEC in cases where listed companies dispose of repurchased shares under ESOPs. The SEC previously conducted the first public hearing on the principles during October–November 2025 and the second public hearing on the draft notification during April–May 2026; most respondents agreed with the proposed amendments.

The SEC has therefore issued the relevant notification*, effective from 16 July 2026. The key substance is as follows: where the repurchased shares are securities listed on the Stock Exchange of Thailand, the listed company may apply for an extension of the disposal period for repurchased shares for a further period of up to two years, provided that the following conditions under the amended Ministerial Regulation on Share Repurchase are met:

    (1) The listed company is unable to dispose of the repurchased shares within the period specified for the share repurchase, but not exceeding three years from the completion of the repurchase;

    (2) The weighted average market price of the listed company’s shares over the three-month period prior to the date on which the board of directors resolves to convene a shareholders’ meeting is lower than the average repurchase price; and

    (3) The listed company obtains approval from the shareholders’ meeting before the expiry of the prescribed period for the share repurchase.

In addition, the SEC has issued a circular** entitled “Clarification on the Extension of the Disposal Period for Repurchased Shares (Treasury Stocks)” to ensure accurate and consistent understanding among stakeholders regarding the amended criteria.

 



Notes:

* Notification of the Securities and Exchange Commission No. KorJor. 4/2569 Re: Exemption from the Requirement to File Registration Statements in Cases where Public Limited Companies Dispose of Repurchased Shares (No. 3), dated 7 July 2026

** Circular No. SEC.NorRor.(Wor) 42/2569 Re: Clarification on the Extension of the Disposal Period for Repurchased Shares (Treasury Stocks)






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