Bangkok, 8 June 2020 – SEC has appointed the Advisory Committee on Listed Company Monitoring today whose major role is to monitor progress on legal proceedings and enforcement in case of complaints or issues on misconduct of directors or executives of listed companies, with an aim to increase flexibility and efficiency of law enforcement.
The
Advisory Committee on Listed Company Monitoring to be chaired by SEC
Secretary-General will play the role of monitoring progress on the
consideration of legal proceedings and law enforcement in case of complaints or
issues on misconduct of directors or executives of listed companies under the Securities
and Exchange Act B.E. 2535 (1992) to enhance flexibility of work process
and efficiency of enforcement.
The
Advisory Committee on Listed Company Monitoring comprises:
(1)
Secretary-General as Chair;
(2)
Deputy Secretary-General in charge of
corporate finance as member;
(3)
Deputy Secretary-General in charge of
law and enforcement as member;
(4)
Assistant Secretary-General in charge of
listed company supervision as member;
(5)
Assistant Secretary-General in charge of law
enforcement as member;
(6)
Director of Enforcement Department 2 as member
and secretary;
(7)
Director of the Corporate Finance Department
in charge of supervision on the listed companies under consideration as member
and assistant secretary.
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