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SEC News

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• 07/01/2026 | No 7 / 2026
• SEC conducts inspection of ERX after temporary suspension of operations and finds all client assets remain intact
• 07/01/2026 | No 6 / 2026
• SEC notifies SAM to expedite the submission of rectified financial statements for the year 2024 and Q2 of 2025 and rectify financial statements for Q3 of 2025
• 07/01/2026 | No 5 / 2026
• SEC files criminal complaints against 21 offenders with DSI for manipulating PTC share price and/or trading volume
• 06/01/2026 | No 4 / 2026
• SEC Revises Regulations to Enhance Flexibility for Asset Management Companies in Compensating Mutual Funds or Investors in Cases of Incorrect Pricing – Effective 1 February 2026
• 05/01/2026 | No 3 / 2026
• SEC Revises Rules on “Mutual Fund Share Class Structure” Effective 16 January 2026

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Proposed Rules

47/2568

Opening date for comments

23/12/2025

09/01/2026

SEC Opens Public Consultation on Revising the Definition of Major Shareholders for Securities and Digital Asset Business Operators

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