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Regulations

Market Professionals​


 

Financial Advisors​

A Financial Advisor (FA) has​ a crucial role in selecting and screening qualities of companies to be listed in the Stock Exchange of Thailand.  An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions to shareholders in cases that the listed companies involve in significant transactions that could affect rights and interests of the shareholders such as mergers and acquisition transactions, related party transactions, and acquisition or disposal of assets transactions. Obviously, FAs' performance has a significant bearing on investors and stakeholders on a broader scale. 


 

For More Information

Corporate Finance Department 1-3​

Tel.+66-2263-6108​